Client Onboarding Analyst Job at Social Capital Resources, New York, NY

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  • Social Capital Resources
  • New York, NY

Job Description

Financial Firm in Midtown, Manhattan is seeking a Client Onboarding Analyst for a full-time position!

  • 2+ years of experience in Account On-boarding/Customer Service
  • Serve as primary point of contact for new and existing clients
  • Familiar with Regulatory requirements related to opening accounts
  • Ensure timely and accurate account opening
  • KYC, AML, Compliance
  • Experience at a self-clearing & introducing broker dealer
  • Work Closely with Front Office, Technology & Compliance to ensure proper setup across all relevant systems
  • Ability to be a self-starter and work to review and enhance procedures
  • Assist with internal and external reviews and audits
  • FIS Phase 3 experience is a huge plus
  • This will be the new Books and Records Platform
  • Series 7, 63 Preferred
  • Potential growth into an Institutional Trade Support role
  • Series 4/57 required

Job Tags

Full time,

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